THOMAS FRANCIS KAZAK

THOMAS FRANCIS KAZAK is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 24 PARK RD, SOUTH BURLINGTON, VT, 05403.

THOMAS FRANCIS KAZAK has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since November 22, 2011

Disclosure History

THOMAS FRANCIS KAZAK has 1 Disclosure Event(s).

Date: December 27, 2004
Category: Customer Dispute
Allegations: INVESTMENTS WERE MADE IN AMERICAN FUNDS MUTUAL FUNDS, AMERICAN LEGACY VARIABLE ANNUITY, AND AN IRA BROKERAGE ACCOUNT WITH NATIONAL FINANCIAL, ALL DURING JAN-FEB OF 2000. CLAIMANT ALLEGES THE INVESTMENTS WERE INAPPROPRIATE.
Damage Amount Requested: $75,000.00
Settlement Amount: $62,500.00

More Information

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