THOMAS BASIL KELLEY

THOMAS BASIL KELLEY is currently employed as a Broker and/or Investment Adviser at VALMARK SECURITIES, INC. located at 4211 NE 16th Avenue, OAKLAND PARK, FL, 33334.

THOMAS BASIL KELLEY has worked at VALMARK SECURITIES, INC. since November 05, 1997

Disclosure History

THOMAS BASIL KELLEY has 1 Disclosure Event(s).

Date: June 13, 2012
Category: Customer Dispute
Allegations: CUSTOMER ESTABLISHED A $230,000 ADVISORY FEE BASED ACCOUNT ON 4-9-2012. CUSTOMER REQUESTS RETURN OF ADVISORY FEES AND MARKET LOSS IN THE FIRST THREE WEEKS THE ACCOUNT WAS ESTABLISHED ON THE BASIS HE DID NOT WANT AN INVESTMENT WITH MARKET RISK. CUSTOMER LIQUIDATED ALL INVESTMENT POSITIONS ON 5-23-2012.
Damage Amount Requested: $15,000.00

More Information

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