THOMAS CHRISTOPHER KONOP

THOMAS CHRISTOPHER KONOP is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 2550 DENALI STREET, SUITE 1700, ANCHORAGE, AK, 99503.

THOMAS CHRISTOPHER KONOP has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

THOMAS CHRISTOPHER KONOP has 1 Disclosure Event(s).

Date: August 28, 2001
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT HIS INSTRUCTIONS ON WHAT TYPES OF INVESTMENTS TO PURCHASE WERE NOT FOLLOWED, THAT THE INVESTMENTS PURCHASED IN HIS ACCOUNT WERE UNSUITABLE, AND THAT THE AMOUNT OF FUNDS HE HAD AVAILABLE TO WITHDRAW WHILE PROTECTING HIS PRINCIPAL WAS MISREPRESENTED. ALLEGED DAMAGES > $5000.00.
Broker Comment: THE CLIENT'S CLAIM WAS DENIED.

More Information

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