THOMAS DAVID KYPKE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1031 ATLANTIC BOULEVARD, ATLANTIC BEACH, FL, 32233.
THOMAS DAVID KYPKE has worked at WELLS FARGO CLEARING SERVICES, LLC since September 09, 2015
Disclosure History
THOMAS DAVID KYPKE has 1 Disclosure Event(s).
Date: January 31, 2011 Category: Customer Dispute Allegations: THE CLIENTS ALLEGED THAT THEIR VARIABLE ANNUITY CONTRACT PURCHASE IN DECEMBER 2010 WAS UNSUITABLE. Damage Amount Requested: $5,301.60 Broker Comment: THE FIRM FOUND THE ANNUITY WAS SUITABLE FOR THE CLIENT'S GOALS AND OBJECTIVES. THE FIRM PROCESSED A FREE LOOK BASED ON THE CONTRACT PROVISION ALLOWING A FREE LOOK.
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