THOMAS DAVID LANDRUM

THOMAS DAVID LANDRUM is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 601 CRESCENT BLVD, STE 300-A, RIDGELAND, MS, 39157.

THOMAS DAVID LANDRUM has worked at PFS INVESTMENTS INC. since April 16, 1982

Disclosure History

THOMAS DAVID LANDRUM has 2 Disclosure Event(s).

Date: February 18, 2008
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGE THAT I DID NOT PROPERLY LOOK AFTER THEIR INVESTMENTS, AND AS A RESULT THEY INCURRED MARKET LOSSES.
Damage Amount Requested: $110,000.00

Date: July 17, 2006
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES POOR ACCOUNT PERFORMANCE AND THAT HE RECEIVED LESS THAN HE WAS TOLD TO EXPECT WHEN HE CLOSED HIS ACCOUNTS.
Damage Amount Requested: $50,000.00
Settlement Amount: $40,500.00
Broker Comment: FOLLOWING INITIAL DISCLOSURE, THE CUSTOMER CHANGED HIS ALLEGATIONS AND INCREASED HIS COMPENSATORY DEMAND.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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