THOMAS EDWARD LAYTE

THOMAS EDWARD LAYTE is currently employed as a Broker and/or Investment Adviser at CANTELLA & CO., INC. located at 28 STATE STREET, 40TH FLOOR, BOSTON, MA, 02109.

THOMAS EDWARD LAYTE has worked at CANTELLA & CO., INC. since July 13, 2009

Disclosure History

THOMAS EDWARD LAYTE has 1 Disclosure Event(s).

Date: January 10, 2004
Category: Criminal
Charges: HE WAS CHARGED WITH ONE FELONY COUNT OF DESTRUCTION OF PROPERTY +$250. HE PLEAD NOT GUILTY TO THE CHARGE. CHARGE OF THREAT TO COMMIT A CRIME. THREAT TO COMMIT A CRIME IS NOT A FELONY PER MA STATUTES (MISDEMEANOR). Charge Type: FELONY
Disposition: THE DISPOSITION TYPE IS PRE-TRIAL. COURT CASE IS SCHEDULED FOR 11/10/04; WHICH HAS BEEN DISMISSED.
Broker Comment: COURT DOCUMENTATION HAS BEEN SENT TO THE NASD FOR DISCLOSURE REVIEW.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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