THOMAS GEORGE LOCKMUND is currently employed as a Broker and/or Investment Adviser at ROYAL ALLIANCE ASSOCIATES, INC. located at 1501 STATE STREET, NEW ALBANY, IN, 47150.
THOMAS GEORGE LOCKMUND has worked at ROYAL ALLIANCE ASSOCIATES, INC. since October 16, 2017
Disclosure History
THOMAS GEORGE LOCKMUND has 1 Disclosure Event(s).
Date: May 09, 2008 Category: Customer Dispute Allegations: CONTRACT OWNER ALLEGES THAT THE SUNAMERICA VARIABLE ANNUITY SHE PURCHASED ON 7/10/07 WAS NOT WHAT SHE EXPECTED, DID NOT MEET HER RETIREMENT OBJECTIVE AND WAS NOT SUITABLE. Damage Amount Requested: $39,929.11
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