THOMAS RICHARD MANCINI is currently employed as a Broker and/or Investment Adviser at JANNEY MONTGOMERY SCOTT LLC located at 20 Montchanin Road, Suite 120, Greenville, DE, 19807.
THOMAS RICHARD MANCINI has worked at JANNEY MONTGOMERY SCOTT LLC since December 11, 1989
Disclosure History
THOMAS RICHARD MANCINI has 1 Disclosure Event(s).
Date: May 17, 2010 Category: Customer Dispute Allegations: BREACH OF CONTRACT, BREACH OF FIDUCIARY DUTY, NEGLIGENCE AND GROSS NEGLIGENCE, MISREPRESENTATIONS AND OMISSIONS, FRAUD AND CONSTRUCTIVE FRAUD, VIOLATION OF NYSE, NASD AND/OR FINRA RULES, AND VIOLATIONS OF THE STATE AND FEDERAL SECURITIES LAWS Damage Amount Requested: $2,500,000.00 Broker Comment: THE FIRM ELECTED TO SETTLE THIS MATTER IN ORDER TO AVOID THE COSTS AND UNCERTAINTY ASSOCIATED WITH PROTRACTED LITIGATION.
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