THOMAS JOHN MANOLAKES

THOMAS JOHN MANOLAKES is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2237 S NEIL ST, CHAMPAIGN, IL, 61820.

THOMAS JOHN MANOLAKES has worked at WELLS FARGO CLEARING SERVICES, LLC since April 28, 2006

Disclosure History

THOMAS JOHN MANOLAKES has 1 Disclosure Event(s).

Date: April 02, 2002
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNAUTHORIZED LIQUIDATION; LOSSES OVER $150,000 DUE TO UNAUTHORIZED FREQUENT AGGRESSIVE TRADES IN QUESTIONABLE COMPANIES' STOCK AND UNSUITABLE INVESTMENTS.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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