THOMAS MARZOLA

THOMAS MARZOLA is currently employed as a Broker and/or Investment Adviser at SANTANDER SECURITIES LLC located at 150 BRIDGE STREET, PELHAM, NH, 03076.

THOMAS MARZOLA has worked at SANTANDER SECURITIES LLC since April 22, 2013

Disclosure History

THOMAS MARZOLA has 3 Disclosure Event(s).

Date: August 05, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $820.00
Judgment/Lien Type: Tax
Broker Comment: Currently making payments on repayment plan with IRS for outstanding RE Tax Lien

Date: April 30, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $11,000.00
Judgment/Lien Type: Tax
Broker Comment: IRS TAX LIEN FOR UNPAID FEDERAL TAXES RESULTING FROM WITHDRAWALS FROM IRA FOR LIVING EXPENSES IN 2009

Date: April 30, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $10,000.00
Judgment/Lien Type: Tax
Broker Comment: IRS TAX LIEN FOR UNPAID FEDERAL TAXES RESULTING FROM WITHDRAWALS FROM IRA FOR LIVING AND MEDICAL EXPENSES IN 2010

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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