THOMAS MICHAEL OLIVEIRA is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1601 I ST STE 340, MODESTO, CA, 95354-1128.
THOMAS MICHAEL OLIVEIRA has worked at LPL FINANCIAL LLC since December 11, 2006
Disclosure History
THOMAS MICHAEL OLIVEIRA has 2 Disclosure Event(s).
Date: June 17, 2010 Category: Customer Dispute Allegations: WHEN VARIABLE LIFE INSURANCE POLICIES WERE PURCHASED IN OCTOBER 2004, CUSTOMERS ALLEGE THEY WERE TOLD THEY ONLY NEEDED TO PAY FOR SEVEN YEARS AND THAT THEY WERE UNAWARE THE INSURANCE PRODUCT WAS WHOLE LIFE. Damage Amount Requested: $14,203.18
Date: February 03, 2009 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT REPRESENTATIVE EXPLAINED THE VARIABLE LIFE INSURANCE POLICY HE SOLD HER IN FEBRUARY 2004 WAS LIKE A SAVINGS ACCOUNT. CLIENT FURTHER ALLEGES SHE DID NOT UNDERSTAND SHE WAS PURCHASING LIFE INSURANCE. Damage Amount Requested: $7,200.00 Settlement Amount: $7,792.00 Broker Comment: SETTLEMENT AMOUNT REPRESENTS A REFUND OF THE PREMIUMS PAID FOR THE POLICY IN QUESTION.
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