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THOMAS A PACKER

THOMAS A PACKER is currently employed as a Broker and/or Investment Adviser at WEDBUSH SECURITIES INC. located at 101 W. BENSON, SUITE 500, ANCHORAGE, AK, 99503.

THOMAS A PACKER has worked at WEDBUSH SECURITIES INC. since April 20, 1988

Disclosure History

THOMAS A PACKER has 5 Disclosure Event(s).

Date: August 23, 2012
Category: Customer Dispute
Allegations: THROUGH HER ATTORNEY, CLIENT CLAIMS RECOMMENDED INVESTMENST WERE UNSUITABLE. IN ADDITION, THE INVESTMENT SHOULD HAVE BEEN LIQUIDATED WHEN ITS VALUATION INCEASED SIGNIFICANTLY.
Damage Amount Requested: $7,203.30
Settlement Amount: $4,990.00

Date: September 23, 2011
Category: Customer Dispute
Allegations: THROUGH HIS ATTORNEY, CLIENT CLAIMS UNSUITABLE RECOMMENDATIONS IN LOW-PRICED SECURITIES AND FAILURE TO FOLLOW INSTRUCTIONS WHEN THE CLIENT REQUESTED TO SELL THESE SECURITIES.
Damage Amount Requested: $1,465,315.00
Settlement Amount: $250,000.00

Date: September 18, 2010
Category: Criminal
Charges: CHARGED FOR CRIMINAL MISCHIEF
Disposition: Dismissed
Broker Comment: THE CASE INVOLVED THE MARKING AND REMOVAL OF COTTONWOOD TREES (THE MOST INVASIVE AND OBNOXIOUS SPECIES IN ANCHORAGE)BEHIND MY NEIGHBORHOODS HOMES ALONG THE CREEK IN EAST ANCHORAGE.IN 2003 MY NEIGHBORS AND I WERE GRANTED A PERMIT TO REMOVE 122 TREES IN THIS AREA. THIS WAS DONE AND 2 YEARS LATER WE APPLIED FOR ANOTHER PERMIT TO REMOVE 10 MORE TREES. THE REQUEST WAS DENIED, SO, MY NEIGHBORS AND I DECIDED TO TAKE DOWN 9 MORE TREES ON OUR OWN.I DID THE WORK AND SOMEONE ON THE OTHER SIDE OF THE CREEK REPORTED THE ACTION TO THE STATE. THE STATE CHARGED ME WITH A C CLASS FELONY. THE CHARGE WAS LATER DISMISSED. NOT ONLY IT WAS DISMISSED BUT SEVERAL PEOPLE AT THE COURT HOUSE STATED THAT THEY SHOULD HAVE GIVEN ME A MEDAL. THEY ENCOURAGED ME TO HAVE PEOPLE WRITE LETTERS TO THE EDITOR SAYING HOW RIDICULOUS THE ENTIRE SITUATION WAS AND A GREAT WASTE OF THE TAX PAYER TIME AND MONEY.

Date: September 25, 2009
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES UNSTUIABLE INVESTMENT STRATEGY; UNAUTHORIZED TRADING; INADEQUATE COMMUNICATION ON COMMISSIONS, FEES AND MARGIN; UNTRUE OR OMISSION OF MATERIAL FACT; LACK OF DISCLOSURE ON CREDIT TERMS; BREACH OF FIDUCIARY DUTY; AND PROFESSIONAL NEGLIGENCE
Damage Amount Requested: $147,500.00 Damages Granted: $228,963.97 09-02143

Date: September 16, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGED UNSUITABLE RECOMMENDATIONS OF STOCKS IN DECEMBER 2005.
Damage Amount Requested: $12,112.00

More Information

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