THOMAS THEODORE PALEY is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 7163 ELK CREEK RD NE, ALBUQUERQUE, NM, 87113.
THOMAS THEODORE PALEY has worked at CETERA ADVISOR NETWORKS LLC since June 26, 2017
Disclosure History
THOMAS THEODORE PALEY has 1 Disclosure Event(s).
Date: June 27, 1977 Category: Criminal Charges: ALLEGATIONS AGAINST ME WERE LARCENY. (100.00TO 2500.00) I PLEADED GUILTY. CASE WAS DISMISSED AND DEFFEREDON 4-21-81. PLEASE ALSO SEE ENCLOSED DOCUMENTS. Disposition: THE RESULTS WERE DISCHARGED & DEFERRED NOPENALTIES OR FINES. I WAS PUT ON PROBATION FOR 3 YEARS AND HADTO DO 40 HOURS OF COMMUNITY SERVICE. Broker Comment: PLEASE SEE ENCLOSED LETTER.
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