THOMAS JOSEPH QUIGLEY is currently employed as a Broker and/or Investment Adviser at WALLACHBETH CAPITAL LLC located at HARBORSIDE FINANCIAL CENTER PLAZA 5, 185 HUDSON STREET, SUITE 1410, JERSEY CITY, NJ, 07311.
THOMAS JOSEPH QUIGLEY has worked at WALLACHBETH CAPITAL LLC since April 23, 2013
Disclosure History
THOMAS JOSEPH QUIGLEY has 2 Disclosure Event(s).
Date: May 02, 1996 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION ANDOMISSIONS OF MATERIAL FACTS. CLIENT ALLEGES DAMAGES IN EXCESSOF $10,000.00 Damage Amount Requested: $11,350.00 Settlement Amount: $11,350.00 Broker Comment: WITHOUT ADMITTING ANY WRONGDOING AND TO AVOIDFURTHER LITIGATION COSTS, THE MATTER HAS BEEN SETTLED FOR$11,350.00 OF WHICH THOMAS QUIGLEY CONTRIBUTED $4,999.00.ALTHOUGH [CUSTOMER] CLAIMS MISREPRESENTATION, [CUSTOMER] UNDERSTOOD THE RISKS INTEREST TO HIS PURCHASE OF ARAKISENERGY CORP. (AKSEF) [CUSTOMER] HAS A HISTORY OF BUYING ANDSELLING STOCKS SPECULATIVE IN NATURE. A PURCHASE OF AKSEFWOULD BE CONSISTENT WITH [CUSTOMER]'S INVESTMENT PROFILE.
Date: May 02, 1996 Category: Customer Dispute Allegations: CUSTOMER ALLEGED MIS-REPRESENTATION Damage Amount Requested: $11,350.00 Settlement Amount: $11,350.00 Broker Comment: WITHOUT ADMITTING ANY WRONG DOING, THIS MATTER WAS SETTLED BY THE GRUNTAL IN-HOUSE ATTORNEYS. MR. QUIGLEY WAS NOT REQUIRED TO CONTRIBUTE ANY OF THE SETTLEMENT AMOUNT. MR. QUIGLEY'S MONETARY CONTRIBUTION TO THE SETTLEMENT WAS $0.00.
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