THOMAS PATRICK REIM is currently employed as a Broker and/or Investment Adviser at FORTUNE FINANCIAL SERVICES, INC. located at 418 East Broadway Avenue, Suite 6, Bismarck, ND, 58501.
THOMAS PATRICK REIM has worked at FORTUNE FINANCIAL SERVICES, INC. since January 14, 2016
Disclosure History
THOMAS PATRICK REIM has 2 Disclosure Event(s).
Date: July 17, 2015 Category: Employment Separation After Allegations Firm Name: SECURITIES AMERICA INC. Termination Type: Discharged Allegations: THOMAS HAD A JUDGMENT IN 2012. HE JOINED SAI AT THE END OF 2012. HE DID NOT REPORT THE JUDGMENT ON HIS ANNUAL ATTESTATION IN 2013 OR 2014. Broker Comment: A medical judgment that was satisfied in November 2012 was not disclosed to Securities America when rep was hired 12/12/2012
Date: January 21, 2009 Category: Employment Separation After Allegations Firm Name: CAPITAL FINANCIAL SERVICES, INC. Termination Type: Discharged Allegations: FAILURE TO FOLLOW FIRM PROCEDURES.
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