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THOMAS ALAN RICKARD is currently employed as a Broker and/or Investment Adviser at MWA FINANCIAL SERVICES INC. located at 2205 N. MAIN STREET, ANDERSON, SC, 29621.
THOMAS ALAN RICKARD has worked at MWA FINANCIAL SERVICES INC. since August 28, 2014
THOMAS ALAN RICKARD has 2 Disclosure Event(s).
Date: April 20, 2012All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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