THOMAS EDWARD RUSSELL

THOMAS EDWARD RUSSELL is currently employed as a Broker and/or Investment Adviser at LOMBARD SECURITIES INCORPORATED located at 1820 LANCASTER STREET, SECOND FLOOR, BALTIMORE, MD, 21231.

THOMAS EDWARD RUSSELL has worked at LOMBARD SECURITIES INCORPORATED since May 16, 2017

Disclosure History

THOMAS EDWARD RUSSELL has 2 Disclosure Event(s).

Date: April 28, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $5,816.86
Judgment/Lien Type: Tax
Broker Comment: The IRS is looking into whether this has been satisfied or outstanding.

Date: March 12, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $61,229.00
Judgment/Lien Type: Tax
Broker Comment: SETTLEMENT REACHED IN 2012 WITH PAYMENT(S). MATTER TO BE DISCHARGED IN 2015 IF NOT SOONER. ACCOUNTANT IS UNABLE TO OBTAIN A COPY OF TRANSCRIPT, DUE TO IRS SHUTTING DOWN ONLINE PORTAL IN RESPONSE TO RECENT DATA BREACH.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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