THOMAS GREGORY SCHEIMAN is currently employed as a Broker and/or Investment Adviser at INDEPENDENCE CAPITAL CO., INC. located at 5579 PEARL ROAD, SUITE 100, PARMA, OH, 44129.
THOMAS GREGORY SCHEIMAN has worked at INDEPENDENCE CAPITAL CO., INC. since March 08, 1990
Disclosure History
THOMAS GREGORY SCHEIMAN has 1 Disclosure Event(s).
Date: August 30, 1999 Category: Regulatory Initiated By: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. Allegations: RESPONDENT MEMBER, ACTING THROUGH SCHEIMAN, USED THE MAILS OR OTHER MEANS OR INSTRUMENTALITIES OF INTERSTATE COMMERCE TO EFFECT TRANSACTIONS IN SECURITIES WHEN IT FAILED TO MAINTAIN THE MINIMUM REQUIRED NET CAPITAL. (SEC RULE 15C3-1; NASD RULE 2110) Resolution: Acceptance, Waiver & Consent(AWC) SanctionDetails: Sanctions: Monetary/Fine SanctionDetails: Amount: $2,000.00 Sanction Details: $2,000.00 FINE, J&S
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