THOMAS L SCOTT is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 4655 EXECUTIVE DR STE 1000, [SC/SJ-RBO], SAN DIEGO, CA, 92121.
THOMAS L SCOTT has worked at WELLS FARGO CLEARING SERVICES, LLC since May 18, 2018
Disclosure History
THOMAS L SCOTT has 1 Disclosure Event(s).
Date: January 31, 2011 Category: Customer Dispute Allegations: CLIENT CLAIMS, INTER ALIA, THAT FINANCIAL ADVISOR ALLEGEDLY MADE MISREPRESENTATIONS REGARDING BONDS PURCHASED IN 2010. Damage Amount Requested: $13,500.00 Broker Comment: MR. SCOTT VEHEMENTLY DENIES ANY WRONGDOING IN HIS CUSTOMER'S ACCOUNTS.
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