THOMAS EARL SEIFERT is currently employed as a Broker and/or Investment Adviser at OPPENHEIMER & CO. INC. located at PINNACLE 111, 14636 N. SCOTTSDALE ROAD, SUITE 175, SCOTTSDALE, AZ, 85254.
THOMAS EARL SEIFERT has worked at OPPENHEIMER & CO. INC. since February 20, 2007
Disclosure History
THOMAS EARL SEIFERT has 1 Disclosure Event(s).
Date: March 21, 2011 Category: Customer Dispute Allegations: CLAIMANT ALLEGES THAT OPPENHEIMER, INTER ALIA, MISREPRESENTED ARS AS CASH EQUIVILENTS Damage Amount Requested: $1,100,000.00 Broker Comment: CLAIMANTS' BLACKROCK AND NUVEEN AUCTION RATE PERFERRED SECURITIES HAVE BEEN FULLY REDEEMED. CLAIMENTS WITHDREW THEIR COMPLAINT AGAINST OPPENHEIMER.
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