THOMAS LEE SICKLER is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 201 COLUMBINE STREET, SUITE 250, DENVER, CO, 80206.
THOMAS LEE SICKLER has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since November 09, 2000
Disclosure History
THOMAS LEE SICKLER has 2 Disclosure Event(s).
Date: June 30, 2016 Category: Customer Dispute Allegations: Clients allege funds were inappropriately allocated in one stock.
Date: December 09, 2014 Category: Customer Dispute Allegations: CLIENT QUESTIONS WHETHER HER INVESTMENTS WERE SUITABLE FOR HER INVESTMENT OBJECTIVE AND REQUESTS REIMBURSEMENT OF LOSSES. TIMEFRAME 1/26/2010 TO 4/23/2014 Damage Amount Requested: $19,672.80
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