THOMAS PAUL SILEO is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 410 AMHERST STREET, SUITE 275, NASHUA, NH, 03063.
THOMAS PAUL SILEO has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since June 19, 2009
Disclosure History
THOMAS PAUL SILEO has 1 Disclosure Event(s).
Date: February 22, 2010 Category: Customer Dispute Allegations: CLIENTS ALLEGED MISREPRESENTATIONS AND OMISSIONS AND OTHER CLAIMS IN CONNECTION WITH THEIR INVESTMENTS IN MUNICIPAL AUCTION RATE SECURITIES IN MAY 2008. Damage Amount Requested: $2,600,000.00 Settlement Amount: $2,600,000.00 Broker Comment: THIS MATTER INVOLVES THE SALE OF AUCTION RATE SECURITIES (ARS). THE SETTLEMENT AMOUNT IN ITEM 11 ABOVE REFLECTS THE PAR VALUE OF THE REPURCHASED ARS, IN ACCORDANCE WITH FINRA REGULATORY NOTICE 09-12. THE CLIENTS AGREED TO CREDIT THE FIRM FOR THE AMOUNT OF INTEREST RECEIVED ($88,653.60).
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