THOMAS EDWARD SMITH

THOMAS EDWARD SMITH is currently employed as a Broker and/or Investment Adviser at TRADINGBLOCK located at 230 W Monroe, Suite 845, Chicago, IL, 60606.

THOMAS EDWARD SMITH has worked at TRADINGBLOCK since January 30, 2015

Disclosure History

THOMAS EDWARD SMITH has 1 Disclosure Event(s).

Date: August 11, 1986
Category: Criminal
Charges: ENTERED A PLEA OF GUILTY - BREAKING INTO AVEHICLE Charge Type: FELONY
Disposition: PLEA OF GUILTY TO FELONY, 24 MONTHS PROBATION,$300.00 FINE, 60 HRS PUBLIC SERVICE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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