THOMAS M VALENTINE is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 645 CHANDLER ST, STE 2L, WORCESTER, MA, 01602.
THOMAS M VALENTINE has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since January 02, 2013
Disclosure History
THOMAS M VALENTINE has 3 Disclosure Event(s).
Date: July 05, 2016 Category: Customer Dispute Allegations: Client alleges the RR never informed him of a surrender charge. Damage Amount Requested: $6,200.00 Broker Comment: RR states he informed the client about the surrender charge during their initial meeting. The RR also gave client brochures from the custodian which clearly stated the surrender charges. Client signed paperwork which outlined the surrender charge.
Date: March 03, 2010 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: June 25, 2004 Category: Judgment / Lien Judgment/Lien Amount: $437.00 Judgment/Lien Type: Civil Broker Comment: THIS JUDGEMENT IS FROM A FITNESS CLUB THAT I BELONGED TO IN 2003. I LEFT THE THE CLUB TO JOIN ANOTHER CLUB AND THEY ARE THELLING ME THAT I OWE $350 FOR MEMBERSHIP DUES. WHEN I DECIDED TO LEAVE THE CLUB I GAVE THEM A 30 DAY NOTICE (AS DESCIBED IN THE CONTRACT)AND FOR SOME REASON THEY KEPT TRYING TO DEDUCT THE MONTHLY FEES. WHEN I GOT MARRIED MY WIFE AND I OPENED A JOINT BANK ACCOUNT AND I TERMINATED MY CHECKING ACCOUNT. WHEN THEY TRIED TO WITHDRAW THE MEMBERSHIP THE ACCOUNT WAS CLOSED. I'M IN THE PROCESS OF TRYING TO GET THIS RESOLVED.
More Information
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