THOMAS JOSEPH VANDOORNE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 17957 HALL RD, MACOMB, MI, 48044.
THOMAS JOSEPH VANDOORNE has worked at LPL FINANCIAL LLC since August 03, 2016
Disclosure History
THOMAS JOSEPH VANDOORNE has 1 Disclosure Event(s).
Date: July 06, 2016 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION IN THE PURCHASE OF SECURITIES IN 2016. Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER COMPLAINT. CONDUCTED 15+ HOURS OF PLANNING MEETINGS. CLIENT WAS PRESENTED MANY INVESTMENT OPTIONS AND PROVIDED ALL RELATED MATERIALS & PROSPECTUS. CLIENT COMPLETED PROFILE, RISK TOLERANCE QUESTIONNAIRE AND ACKNOWLEDGED UNDERSTANDING ON DISCLOSURE FORMS.
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