THOMAS MICHAEL WRIGHT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 9300 SHELBYVILLE RD., SUITE 1310, LOUISVILLE, KY, 40222.

THOMAS MICHAEL WRIGHT has worked at LPL FINANCIAL LLC since May 29, 2012

Disclosure History

THOMAS MICHAEL WRIGHT has 2 Disclosure Event(s).

Date: September 21, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $14,683.00
Judgment/Lien Type: Tax

Date: July 21, 2008
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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