THOMAS EDWARD ZEMLICKA

THOMAS EDWARD ZEMLICKA is currently employed as a Broker and/or Investment Adviser at D.A. DAVIDSON & CO. located at 101 SOUTH CAPITOL BOULEVARD, SUITE 1800, BOISE, ID, 83702.

THOMAS EDWARD ZEMLICKA has worked at D.A. DAVIDSON & CO. since November 04, 1994

Disclosure History

THOMAS EDWARD ZEMLICKA has 1 Disclosure Event(s).

Date: November 03, 1995
Category: Customer Dispute
Allegations: ALLEGED VIOLATIONS OF THE SECURITIES ANDEXCHANGE ACT OF 1934, IDAHO SECURITIES ACT, IDAHO CONSUMERPROTECTION ACT, FRAUD, BREACH OF FIDUCIARY DUTY AND NEGLIGENCE. CUSTOMER CLAIMED DAMAGES OR $122,682, PRE-JUDGEMENT INTEREST,COSTS AND ATTORNEY FEES.
Damage Amount Requested: $122,682.00
Settlement Amount: $14,000.00
Broker Comment: SETTLED FOR $14,000 TO RELEASE ALL CLAIMS.NOT PROVIDED

More Information

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