THOMAS ALLEN ZIRBES

THOMAS ALLEN ZIRBES is currently employed as a Broker and/or Investment Adviser at SECURIAN FINANCIAL SERVICES, INC. located at 101 EAST 5TH STREET, SUITE 201, ST. PAUL, MN, 55101.

THOMAS ALLEN ZIRBES has worked at SECURIAN FINANCIAL SERVICES, INC. since February 16, 2001

Disclosure History

THOMAS ALLEN ZIRBES has 2 Disclosure Event(s).

Date: February 17, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $23,391.35
Judgment/Lien Type: Tax
Broker Comment: TAX YEAR 2015.

Date: June 30, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $62,555.94
Judgment/Lien Type: Tax
Broker Comment: TAX YEAR 2011 = $2479.00. TAX YEAR 2012 = $24,011.28. TAX YEAR 2013 = $18,082.75. TAX YEAR 2014 = $17,982.91.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for THOMAS ALLEN ZIRBES, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.