TIMOTHY ROYCE BUSH is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 915 BROADWAY SUITE 3, ALEXANDRIA, MN, 56308.
TIMOTHY ROYCE BUSH has worked at LPL FINANCIAL LLC since February 28, 2017
Disclosure History
TIMOTHY ROYCE BUSH has 2 Disclosure Event(s).
Date: April 14, 2003 Category: Customer Dispute Allegations: I SOLD THE CUSTOMER A VENTURE VANTAGE (MANULIFE) ANNUITY ON 03/07/00 WHICH I THOUGHT HAD THE GRIP FEATURE WHICH GUARANTEES 6% RETURN IF ANNUITIZATION IS ELECTED. IN NOV.2002 WHEN I TRIED TO ADD MONEY TO THE CONTRACT, I REALIZED IT IDD NOT HAVE THE FEATURE AND DUE TO THE MARKET DROP THE PAST 3 YEARS, THE VALUE OF THE ANNUITY DROPPED FROM AN INITIAL INVESTMENT OF $54,668.96 TO A VALUE OF $18,758.69 ON APRIL 1, 2003. Damage Amount Requested: $35,910.27
Date: April 14, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT REPRESENTATIVE FAILED TO FOLLOW THEIR DIRECTIONS WHEN THE REP DID NOT REQUEST THE GUARANTEED RETIREMENT INCOME PROTECTION ON THEIR CONTRACT. Damage Amount Requested: $33,200.00 Settlement Amount: $13,129.24
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