TIMOTHY JASON COPELAND

TIMOTHY JASON COPELAND is currently employed as a Broker and/or Investment Adviser at ALPS DISTRIBUTORS, INC. located at 2545 HIGHLAND AVENUE SOUTH, SUITE 200, BIRMINGHAM, AL, 35205-2478.

TIMOTHY JASON COPELAND has worked at ALPS DISTRIBUTORS, INC. since December 13, 2011

Disclosure History

TIMOTHY JASON COPELAND has 1 Disclosure Event(s).

Date: February 01, 2003
Category: Employment Separation After Allegations
Firm Name: NATIONWIDE WAREHOUSE
Termination Type: Discharged
Allegations: I WAS ACCUSED OF LETTING MY ASSISTANT MANAGER TAKE FURNITURE OUT OF THE STORE WITHOUT IT BEING PAID IN FULL.
Broker Comment: MY ASSISTANT MANAGER AND HIS WIFE SEPARATED TOWARDS THE END OF 2002, AND I LET HIM TAKE A SOFA AND A NIGHTSTAND FOR HIS NEW RESIDENCE WITH THE CONDITION HE WOULD MAKE WEEKLY PAYMENTS ON IT, WHICH HE DID. HOWEVER, NATIONWIDE WAREHOUSE HAD NO FINANCING POLICY ONLY A LAYAWAY PLAN. ONE DAY MY DISTRICT MANAGER FOUND THE ACCOUNT AND ASKED ABOUT IT. I TOLD HIM THE CIRCUMSTANCES AND THAT I HAD ALLOWED HIM TO KEEP THE ITEMS WHILE PAYING FOR THEM ON LAYAWAY. HE TOLD HIS BOSS THE REGIONAL MANAGER WHO DECIDED TO INVOLVE LOSS PREVENTION. ALTHOUGH, THE FURNITURE WAS PAID FOR BY 2/3RDS OR THREE QUARTERS BY THIS TIME, LOSS PREVENTION DECIDED TO REFUND HIS MONEY, HAVE HIM RETURN THE USED FURNITURE, AND TERMINATE BOTH OF US.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for TIMOTHY JASON COPELAND, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.