TIMOTHY KELTON DAVIS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 32186 CASTLE CT, STE 300, EVERGREEN, CO, 80439.
TIMOTHY KELTON DAVIS has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008
Disclosure History
TIMOTHY KELTON DAVIS has 2 Disclosure Event(s).
Date: April 03, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES ACCOUNT WAS OPENED WITHOUT HER KNOWLEDGE AND THAT EITHER HER EX-HUSBAND OR FA FORGED HER NAME TO DO SO. NO MONETARY DAMAGES ALLEGED AND NONE BELIEVED TO BE INCURRED. (01/26/2000) Broker Comment: FIRM FINDS NO BASIS FOR THE ALLEGATIONS AGAINST FA AND BELIEVES THE FA REASONABLY RELIED UPON THE ACCURACY OF THE REPRESENTATIONS MADE BY THE PERSON WHO ESTABLISHED THE ACCOUNT. CUSTOMER HAS STATED TO FA THAT SHE WILL RETRACT AND THAT SHE KNOWS HER HUSBAND WAS RESPONSIBLE AND THAT SHE WILL PROVIDE A LETTER TO THAT AFFECT.
Date: December 19, 2002 Category: Customer Dispute Allegations: ALLEGED NEGLIGENCE/SUITABILITY; BREACH OF FIDUCIARY DUTY; VIOLATION OF COLORADO SECURITIES ACT AND CONSUMER PROTECTION ACT. Damage Amount Requested: $64,166.04 Settlement Amount: $9,999.00 Broker Comment: CLAIMANT DISMISSED ALL CLAIMS AND RECOMMENDED EXPUNGEMENT FOR MY CRD RECORD.
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