TIMOTHY DAVID DISPARTE

TIMOTHY DAVID DISPARTE is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 550 WEST WASHINGTON BLVD., SUITE 1050, CHICAGO, IL, 60661.

TIMOTHY DAVID DISPARTE has worked at RAYMOND JAMES & ASSOCIATES, INC. since April 12, 2011

Disclosure History

TIMOTHY DAVID DISPARTE has 1 Disclosure Event(s).

Date: October 30, 2009
Category: Customer Dispute
Allegations: CUSTOMER CLAIMS UNSUITABLE OPTION RECOMMENDATIONS WERE MADE IN PERIOD 2001-2008.
Damage Amount Requested: $200,000.00
Settlement Amount: $95,000.00 09-06686

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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