TIMOTHY ROBERT DIXON is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 101 SOUTH CAPITOL BLVD, SUITE 401, BOISE, ID, 83702.
TIMOTHY ROBERT DIXON has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
TIMOTHY ROBERT DIXON has 4 Disclosure Event(s).
Date: November 06, 2002 Category: Criminal Charges: HS 11350(A) - POSSESSION OF COCAINE Disposition: Dismissed
Date: January 16, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT TWO CORPORATE BONDS RECOMMENDED FOR HIS ACCOUNT WERE NOT OF THE CREDIT QUALITY CONSISTENT WITH HIS CONSERVATIVE INVESTMENT OBJECTIVES. Damage Amount Requested: $600,000.00 Settlement Amount: $250,000.00
Date: February 12, 2001 Category: Customer Dispute Allegations: ALLEGED MISREPRESENTATION, UNSUITABILITY AND FRAUD. Damage Amount Requested: $1,000,000.00 Settlement Amount: $81,000.00 Broker Comment: THE FIRM SETTLED THIS MATTER, WITHOUT ADMISSION OF LIABILITY AND IN EXCHANGE FOR A RELEASE, IN ORDER TO AVOID THE COSTS AND UNCERTAINTY OF LITIGATION.
Date: June 01, 2000 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISMANAGEMENT OF HER STOCK PORTFOLIO. Damage Amount Requested: $100,000.00 Broker Comment: CLAIM HAS NO MERIT; CLIENT EXPRESSLY APPROVED PORTFOLIO.
More Information
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