TIMOTHY SEAN FITZSIMMONS

TIMOTHY SEAN FITZSIMMONS is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 13520 CALIFORNIA ST STE 210, OMAHA, NE, 68154.

TIMOTHY SEAN FITZSIMMONS has worked at SECURITIES AMERICA, INC. since October 05, 1992

Disclosure History

TIMOTHY SEAN FITZSIMMONS has 3 Disclosure Event(s).

Date: March 09, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $49,947.00
Judgment/Lien Type: Tax
Broker Comment: This lien was filed in relationship to Federal Tax Liens previously reported. The amount is in duplication to previously-filed liens and filed in error. This is being appealed.

Date: September 30, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $15,548.00
Judgment/Lien Type: Tax

Date: June 17, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $57,360.00
Judgment/Lien Type: Tax

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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