TIMOTHY PAUL HAMMOND

TIMOTHY PAUL HAMMOND is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 16435 North Scottsdale Road, Ste. 210, Scottsdale, AZ, 85027.

TIMOTHY PAUL HAMMOND has worked at LPL FINANCIAL LLC since December 08, 2016

Disclosure History

TIMOTHY PAUL HAMMOND has 1 Disclosure Event(s).

Date: February 04, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: SHORT SALE WAS NECESSARY DUE TO INABILITY TO SELL FORMER RESIDENCE FOR AMOUNT OWED IN WAKE OF REAL ESTATE CRASH AFTER MOVING DUE TO NEW JOB LOCATION. RENTED OUT FORMER RESIDENCE FOR 2 YEARS BUT MORTGAGE AND MAINTENANCE COSTS FAR EXCEEDED RENT, ALONG WITH RISING COSTS OF FAMILY AND MAINTAINING CURRENT RESIDENCE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for TIMOTHY PAUL HAMMOND, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.