TIMOTHY FLOYD HOLLADAY is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at RSA BATTLE HOUSE TOWER, 11 NORTH WATER ST., SUITE 16290, MOBILE, AL, 36602.
TIMOTHY FLOYD HOLLADAY has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
TIMOTHY FLOYD HOLLADAY has 2 Disclosure Event(s).
Date: August 18, 2017 Category: Customer Dispute Allegations: Client alleged, failure to follow instructions with respect to investments guidelines. - April 2012 - April 2016. Settlement Amount: $14,000.00
Date: November 03, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THE PURCHASE OF AN EQUITY WAS MISREPRESENTED IN 1997. Damage Amount Requested: $50,000.00 Broker Comment: THE CLIENT'S COMPLAINT WAS DENIED.
More Information
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