TIMOTHY L JOHNSON

TIMOTHY L JOHNSON is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 1610 EAST HIGHWAY 12, WILLMAR, MN, 56201.

TIMOTHY L JOHNSON has worked at CETERA INVESTMENT SERVICES LLC since August 22, 2007

Disclosure History

TIMOTHY L JOHNSON has 2 Disclosure Event(s).

Date: May 30, 2017
Category: Customer Dispute
Allegations: Unsuitability
Damage Amount Requested: $310,896.00

Date: March 26, 1983
Category: Criminal
Charges: WRONGFUL TAKING OF PROPERTY, ONE COUNT, MISDEMEANOR, NO CONTEST Charge Type: MISDEMEANOR
Disposition: ADJUDICATION WITHHELD, OCTOBER 14, 1983, SIX MONTHS PROBATION, $60 COURT COSTS/$30 VICTIM REIMBURSEMENT FUND, MARCH 26, 1983, FINAL PAYMENT OCTOBER 14, 1983

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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