TIMOTHY P MAHER

TIMOTHY P MAHER is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 150 Motor Parkway, Suite 207, Hauppage, NY, 11788.

TIMOTHY P MAHER has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since May 21, 2018

Disclosure History

TIMOTHY P MAHER has 1 Disclosure Event(s).

Date: January 12, 2015
Category: Employment Separation After Allegations
Firm Name: NGAM DISTRIBUTION, L.P.
Termination Type: Discharged
Allegations: LONG AFTER FORMAL ACTIVITIES HAD CONCLUDED FOR THE DAY AT AN OFF-SITE BUSINESS MEETING HELD IN A HOTEL, MR. MAHER WAS ONE OF FIVE EMPLOYEES ALLEGED TO HAVE (A) ENTERED AN AREA WHERE THEY DID NOT BELONG AND (B) TAKEN ALCOHOL AND FOOD THAT WERE THE PROPERTY OF ANOTHER HOTEL GUEST.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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