TIMOTHY CHARLES OWEN

TIMOTHY CHARLES OWEN is currently employed as a Broker and/or Investment Adviser at D.A. DAVIDSON & CO. located at 529 EAST MAIN, BOZEMAN, MT, 59715.

TIMOTHY CHARLES OWEN has worked at D.A. DAVIDSON & CO. since October 20, 1983

Disclosure History

TIMOTHY CHARLES OWEN has 1 Disclosure Event(s).

Date: June 13, 2001
Category: Customer Dispute
Allegations: SEPTEMBER OF 2000, I PLACED A LIMIT ORDER TO SELL WNG FOR $12.00 (100 SHARES). THE LIMIT ORDER WAS SHOWING ON CLAIMANT'S STATEMENTS FROM SEPTEMBER - JANUARY. WHEN THE ORDER FILLED A TRADE CONFIRMATION WAS SENT TO CLAIMANT. ONE MONTH LATER, CLAIMANT COMPLAINED THAT HE WANTED TO SELL 1000 SHARES (OR ALL OF WNG) AND NOT 100 SHARES.
Damage Amount Requested: $10,800.00 Damages Granted: $3,345.00

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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