TIMOTHY STEVEN RENNICH

TIMOTHY STEVEN RENNICH is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 425 NORTH MAIN STREET, MINOT, ND, 58703.

TIMOTHY STEVEN RENNICH has worked at SAGEPOINT FINANCIAL, INC. since October 31, 2008

Disclosure History

TIMOTHY STEVEN RENNICH has 2 Disclosure Event(s).

Date: April 28, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $14,301.55
Judgment/Lien Type: Tax
Broker Comment: LIEN FILED PURSUIANT TO REPAY AGREEMENT. OFFICIAL NOTIFICATION OF LIEN FILING WAS NOT CLEAR/OVERLOOKED.

Date: October 08, 2007
Category: Judgment / Lien
Judgment/Lien Amount: $47,471.00
Judgment/Lien Type: Tax
Broker Comment: THIS IS A LIEN PURSUANT TO A REPAYMENT AGREEMENT. IT IS NOT A JUDGEMENT, TAXES ARE BEING PAID. LIEN DISCOVERED 05/16/2012.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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