TIMOTHY MARK SHEERIN

TIMOTHY MARK SHEERIN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1225 FRANKLIN AVE STE 360, GARDEN CITY, NY, 11530.

TIMOTHY MARK SHEERIN has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003

Disclosure History

TIMOTHY MARK SHEERIN has 3 Disclosure Event(s).

Date: November 02, 1998
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT A PURCHASE OF STOCK ONMARGIN WAS UNAUTHORIZED. DAMAGES WERE NOT SPECIFIED.
Settlement Amount: $7,125.00
Broker Comment: THE FIRM AND BROKER AGREED TO SETTLE WITH CUSTOMER FOR $7,125.00 SOLELY FOR BUSINESS PURPOSES. THE FACONTRIBUTED $3,562.50 TO THE SETTLEMENT.ENTER BRIEF SUMMARY.

Date: March 02, 1998
Category: Customer Dispute
Allegations: CLIENTS ALLEGE IE FAILED TO PLACE THEIR FUNDSINTO THE CORRECT ACCOUNT. TIME PERIOD: 1/97. PRODUCTS:FRANKLIN GROWTH AND ALLIANCE GROWTH. DAMAGES: NOT SPECIFIED.
Broker Comment: PAINEWEBBER DENIED THE CLAIMNot Provided

Date: February 19, 1998
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNSUITABILITY AND UNAUTHORIZEDPURCHASE OF TXN OPTIONS. CLIENT ALLEGES THAT IE MARGIN ACCOUNTWITHOUT AUTHORIZATION. DAMAGES: NOT SPECIFIED. TIME PERIOD:9/97-12/97.
Broker Comment: PAINEWEBBER DENIED THE CLAIM.Not Provided

More Information

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