TIMOTHY PAUL SIEFER

TIMOTHY PAUL SIEFER is currently employed as a Broker and/or Investment Adviser at WADDELL & REED located at 1861 N. ROCK RD., SUITE 100, WICHITA, KS, 67206.

TIMOTHY PAUL SIEFER has worked at WADDELL & REED since August 12, 2013

Disclosure History

TIMOTHY PAUL SIEFER has 1 Disclosure Event(s).

Date: February 24, 2010
Category: Criminal

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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