TIMOTHY MARK SKIFTUN

TIMOTHY MARK SKIFTUN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 350 RYMAN ST, STE 200, MISSOULA, MT, 59802.

TIMOTHY MARK SKIFTUN has worked at WELLS FARGO CLEARING SERVICES, LLC since August 20, 2009

Disclosure History

TIMOTHY MARK SKIFTUN has 1 Disclosure Event(s).

Date: March 07, 2003
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES UNSUITABLE RECOMMENDATIONS, TRANSACTIONS AND CONCENTRATIONS MADE BY MR. SKIFTUN REGARDING CUSTOMER'S ACCOUNT. CUSTOMER ALLEGES FURTHER THAT MR. SKIFTUN CHURNED HIS ACCOUNT AND MADE MISREPRESENTATIONS OF MATERIAL FACT CONCERNING INVESTMENT ADVICE.
Damage Amount Requested: $1,013,914.89
Settlement Amount: $200,000.00
Broker Comment: MATTER SETTLED TO AVOID EXPENSE OF LITIGATION.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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