TIMOTHY STEVEN SMISEK

TIMOTHY STEVEN SMISEK is currently employed as a Broker and/or Investment Adviser at MOORS & CABOT, INC. located at 941 West Morse Boulevard, Suite 125, WINTER PARK, FL, 32789-3734.

TIMOTHY STEVEN SMISEK has worked at MOORS & CABOT, INC. since September 05, 2014

Disclosure History

TIMOTHY STEVEN SMISEK has 1 Disclosure Event(s).

Date: December 31, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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