TIMOTHY H SNOW

TIMOTHY H SNOW is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 131 South Dearborn Street, 5th Floor, CHICAGO, IL, 60603.

TIMOTHY H SNOW has worked at J.P. MORGAN SECURITIES LLC since October 01, 2012

Disclosure History

TIMOTHY H SNOW has 1 Disclosure Event(s).

Date: January 01, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $8,759.00
Judgment/Lien Type: Tax

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for TIMOTHY H SNOW, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.