TIMOTHY STORY

TIMOTHY STORY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 301 EAST CENTER STREET, KINGSPORT, TN, 37660.

TIMOTHY STORY has worked at LPL FINANCIAL LLC since May 18, 2015

Disclosure History

TIMOTHY STORY has 2 Disclosure Event(s).

Date: February 01, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: WENT THROUGH A DIVORCE IN 2008 AND AFTER EVERYTHING WAS FINALIZED THERE WERE ACCOUNTS THAT NEEDED TO BE CLOSED AND SETTLED DUE TO DISCREPENCIES. CREDIT WAS AFFECTED NEGATIVELY.

Date: February 01, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: WENT THROUGH A DIVORCE IN 2008 AND AFTER EVERYTHING WAS FINALIZED THERE WERE ACCOUNTS THAT NEEDED TO BE CLOSED AND SETTLED DUE TO JOINT OWNERSHIP OF ACCOUNTS. CREDIT WAS AFFECTED NEGATIVELY.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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