TIMOTHY GLENN TEMPLE is currently employed as a Broker and/or Investment Adviser at GOVERNMENT CAPITAL SECURITIES CORPORATION located at 559 SILICON DR, SUITE 102, SOUTHLAKE, TX, 76092.
TIMOTHY GLENN TEMPLE has worked at GOVERNMENT CAPITAL SECURITIES CORPORATION since February 14, 2017
TIMOTHY GLENN TEMPLE has 3 Disclosure Event(s).
Date: January 05, 1996 Category: Customer Dispute Allegations: [CUSTOMER] CLAIMS NO KNOWLEDGE OF ARAINSURED ZERO COUPON HOUSING MUN'S WERE CATTABLE. DEVELOPERWENT BANKRUPT. BONDS WERE CALLED PAR THUS RESULTING IN LOSS OFPREMIUM. BONDS HAD TO BE OWNED APPROXIMATE 3 YEARS FOR PRICETO OCRETE AND COVER PREMIUM. THEY WERE 35 YEAR BONDS.[CUSTOMER] IS CLAIMING $55,000 IN SPECIAL DAMAGES WHERE ACTUALLOSS WAS A FRACTION OF THAT AMOUNT Damage Amount Requested: $55,000.00 Settlement Amount: $50,672.38 Broker Comment: THE [CUSTOMER'S] RECEIVED $50,672.38 TO SETTLETHE CLAIM.IN INFORMED [CUSTOMER] PRIOR TO HIM PURCHASINGTHE BONDS THAT THEY WERE CALLABLE AS ALL HOUSING BONDS AREWHICH COULD RESULT IN A LOSS OF PREMIUM PAID. HE IS A VERYASTUTE INVESTOR HAVING INVESTED MILLIONS INTO THE BOND MARKET,STOCK MARKET AND OIL WELL DRILLING. THE AMOUNT OF RISK FOR HIMWAS BETWEEN $10,000 TO $20,000 ON TOTAL DOLLARS OF MORE THAN$120,000 INVESTED. THESE OCCUSATIONS DID NOT ARISE UNTILAPPROXIMATELY TWO YEARS AFTER THE BONDS WERE CALLED. NOCOMPLAINT WAS EVER MADE UNTIL I RESIGNED FROM BARRE & CO ONOCTOBER 1, 1991. [CUSTOMER] WAS A CLIENT FROM 1986 UNTIL FALLOF 1991. HE CONTINUED TRADING AFTER THE BONDS WERE CALLED FORTWO YEARS WITHOUT LODGING A COMPLAINT
Date: October 02, 1991 Category: Customer Dispute Allegations: CUSTOMER ALLEGES ACCOUNT RELATED BREACH OFCONTRACT/CHURNING CLAIMED $255,000 IN DAMAGES. Damage Amount Requested: $255,000.00 Settlement Amount: $50,672.38 Broker Comment: THE CUSTOMERS'] RECEIVED $50,672.38 TO SETTLE THECLAIM.CLIENT IS AN ASTUTE INVESTOR, TRADED FROM 1986 TO1991, TWO YEARS AFTER BONDS CALLED. DID NOT COMPLAIN UNTILAFTER RESIGNATION.
Date: October 01, 1991 Category: Employment Separation After Allegations Firm Name: BARRE & COMPANY, INCORPORATED Termination Type: Voluntary Resignation Allegations: N/ATIM TEMPLE WAS INSTRUCTED TO SELL ZALECORPORATION BONDS BY CLIENT'S SECRETARY IN CUSTOMER'S ACCOUNTON SEPTERBER 27, 1991 AT $45.00 PER BOND. CLIENT COULD NOT BEREACHED. MARKET DROPPED AND SECRETARY WAS NOT AUTHROIZED TOEXECUTE TRANSACTION IN CUSTOMER'S ACCOUNT. Broker Comment: N/ACUSTOMER JOHNSON SAYS THAT HE TOLD TIM TEMPLE TOSELL HIS POSITION IN ZALE BONDS. TIM RESIGNED ON OCTOBER 1,1991. WADE MCGEE CONTACTED THE CUSTOMER AFTER 10/1/91 AND HEFOUND THE CUSTOMER WAS UPSET. HE THEN RECEIVED THE LETTER OFCOMPLAINT DATED 10/17/91/. THIS COMPLAINT HAS BEEN RESOLVED.
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