TIMOTHY LEE THOMPSON is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL SECURITIES CORPORATION located at 299 OCEAN HOUSE ROAD, CAPE ELIZABETH, ME, 04107.
TIMOTHY LEE THOMPSON has worked at LINCOLN FINANCIAL SECURITIES CORPORATION since April 05, 2016
Disclosure History
TIMOTHY LEE THOMPSON has 1 Disclosure Event(s).
Date: September 29, 1994 Category: Judgment / Lien Judgment/Lien Amount: $7,500.00 Judgment/Lien Type: Civil Broker Comment: UNPAID LEGAL FEES - $7,500.00JUDGMENT IN MY ABSENCE IN AMOUNT REQUESTED$1,250 - WAS NOT COVERED.MR. MORANDAS SUED FOR UNPAID LEGAL FEES. THEYFILED IN OREGON, A STATE I WAS NEVER IN DURING HIS HANDLING ACASE FOR ME. WE HAD AGREED MY EXPENSES WAS COVERED BY E & OCOVERAGE. APPROXIMATELY $1,250 WAS NOT COVERED. THIS WAS FROM1986 - 1987. JOHN AND I NEVER WORKED OUT AN AGREEMENT AND IN 1994 A NEW PARTNER PURSUED THE MONEY PLUS INTERST IN COURT AND RECEIVED THE JUDGEMENT. NOTHING HAS OCCURRED SINCE AND WE FEEL IF THEY WERE TO PURSUE IT IN MAINE THEY WOULD NOT BE SUCCESSFUL.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for TIMOTHY LEE THOMPSON, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.