Timothy John Vice

Timothy John Vice is currently employed as a Broker and/or Investment Adviser at ALLSTATE FINANCIAL SERVICES, LLC located at 500 S MAIN ST, SAINT MARTINVILLE, LA, 70582-4406.

Timothy John Vice has worked at ALLSTATE FINANCIAL SERVICES, LLC since July 28, 2016

Disclosure History

Timothy John Vice has 1 Disclosure Event(s).

Date: June 21, 1982
Category: Criminal
Charges: Simple burglary
Disposition: Amended
Amended Charges: receiving stolen things of a value under $100
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Pled guilty
Broker Comment: the arrest from June 23/1982 and July 9/1982 are related to the same event

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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