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TIMOTHY OWINGS WATERS is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT ADVISERS LLC located at 1610 Wykoop St, Suite 550, Denver, CO, 80202.
TIMOTHY OWINGS WATERS has worked at CETERA INVESTMENT ADVISERS LLC since September 01, 2015
TIMOTHY OWINGS WATERS is also currently employed as a Broker and/or Investment Adviser at SUMMIT FINANCIAL GROUP INC located at 1610 Wynkoop StSte 550, Denver, CO, 80202 since January 09, 2015
TIMOTHY OWINGS WATERS is also currently employed as a Broker and/or Investment Adviser at TRIUMPH CAPITAL MANAGEMENT located at 1610 WYNKOOP STREET, SUITE 550, DENVER, CO, 80202 since January 09, 2015
TIMOTHY OWINGS WATERS is also currently employed as a Broker and/or Investment Adviser at SUMMIT BROKERAGE SERVICES, INC. located at 1610 Wynkoop StSuite 550, Denver, CO, 80202 since January 09, 2015
TIMOTHY OWINGS WATERS has 1 Disclosure Event(s).
Date: March 06, 1997All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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